Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • [FCA CF] Client dealing (since 31 Jan 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (10 Jan 2013 to 14 Oct 2013)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (3 Aug 2007 to 31 Aug 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF24 Pension Transfer Specialist (24 Jul 2007 to 21 Aug 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF24 Pension Transfer Specialist (3 May 2007 to 31 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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