Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- SMF5 Head of Internal Audit (since 19 Feb 2024)
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- SMF5 Head of Internal Audit (since 19 Feb 2024)
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- SMF5 Head of Internal Audit (since 19 Feb 2024)
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- [PRA CF] Significant risk taker or Material risk taker (since 9 Feb 2022)
- [FCA CF] Manager of certification employee (9 Feb 2022 to 19 Oct 2023)
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Coutts & Company
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (since 9 Feb 2022)
- [FCA CF] Manager of certification employee (9 Feb 2022 to 19 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.