Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2020)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Mar 2020)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (1 Nov 2007 to 22 Apr 2016)
    • CF27 Investment Management (9 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.