Gregory Sydney Dalton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF10a CASS Oversight function (1 Oct 2011 to 19 Sep 2012)
    • CF1 Director (AR) (8 Sep 2011 to 30 Apr 2013)
    • CF1 Director (25 Feb 2008 to 19 Apr 2018)
    • CF10 Compliance Oversight (8 Nov 2007 to 29 May 2012)
    • CF28 Systems and controls (8 Nov 2007 to 12 Jul 2013)
  • THESIS Unit Trust Management Limited (no longer approved here)

    FRN 186882

    • CF10a CASS Oversight function (1 Oct 2011 to 19 Sep 2012)
    • CF1 Director (25 Feb 2008 to 30 Apr 2015)
    • CF28 Systems and controls (8 Nov 2007 to 12 Jul 2013)
    • CF10 Compliance Oversight (8 Nov 2007 to 29 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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