Gregory Scott Kangley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Confidential Financial Planning Limited

    FRN 928949

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • Responsible for Insurance Distribution (since 30 Nov 2020)
    • SMF16 Compliance Oversight (since 30 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Nov 2020)
    • SMF3 Executive Director (since 30 Nov 2020)
    • [FCA CF] Client dealing (since 30 Nov 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Nov 2020)
    • CF1 Director (AR) (13 Aug 2015 to 23 Nov 2020)
    • CF30 Customer (13 Aug 2015 to 23 Nov 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (28 Jul 2015 to 2 Sep 2015)
    • CF30 Customer (28 Jul 2015 to 2 Sep 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (28 Jul 2015 to 2 Sep 2015)
  • Confidential Financial Planning Ltd (no longer approved here)

    FRN 182176

    • Employed By (1 Oct 1998 to 23 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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