Gregory Raymond Allen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TPA Capital LLP

    FRN 805219

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (5 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (5 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (5 Jul 2018 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF1 Director (AR) (2 Jun 2014 to 27 Feb 2015)
    • CF30 Customer (2 Jun 2014 to 27 Feb 2015)
  • Capitis Consulting Limited (no longer approved here)

    FRN 621897

    • Employed By (2 Jun 2014 to 27 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.