Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Feb 2013)
    • CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (12 Jun 2002 to 8 Feb 2013)
  • Kingswood Financial Services (1799) (no longer approved here)

    FRN 172233

    • (5)Employed By (25 Aug 2000 to 10 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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