Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 6 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 7 Mar 2017)
- CF1 Director (AR) (24 Jan 2025 to 20 Feb 2025)
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Nordis Financial Planning Limited
FRN 1023990
- (1)Employed By (since 6 Jul 2025)
- (1)Employed By (24 Jan 2025 to 4 Mar 2025)
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- Employed By (7 Mar 2017 to 21 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.