Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 7 Apr 2025)
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- [FCA CF] Client dealing (1 Oct 2020 to 27 Feb 2025)
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- [FCA CF] Material risk taker (8 Nov 2017 to 28 Jun 2019)
- [PRA CF] Significant risk taker or Material risk taker (8 Nov 2017 to 28 Jun 2019)
- [FCA CF] Client dealing (7 Nov 2017 to 28 Jun 2019)
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- CF30 Customer (5 Jan 2010 to 6 Mar 2016)
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- CF30 Customer (22 Sep 2008 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.