Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Jun 2020)
    • CF30 Customer (since 18 Jun 2020)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF22 Investment Adviser (Trainee) (25 Jan 2007 to 31 Oct 2007)
    • (1)Employed By (since 18 Jun 2020)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 May 2016 to 31 Jan 2018)
    • CF4 Partner (AR) (9 May 2016 to 31 Jan 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (25 Mar 2013 to 1 Jun 2016)
    • CF4 Partner (AR) (25 Mar 2013 to 1 Jun 2016)
  • Sutherland Mayfair Financial Planning Ltd (no longer approved here)

    FRN 596157

    • (3)Employed By (25 Mar 2013 to 31 Jan 2018)
  • Robert Campbell Murray (no longer approved here)

    FRN 215566

    • (2)Employed By (17 Jan 2007 to 30 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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