Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 31 Mar 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Feb 2022)
    • CF1 Director (AR) (since 23 Feb 2022)
    • CF30 Customer (since 23 Feb 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 6 Dec 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (7 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (20 May 2010 to 31 Aug 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (7 Apr 2008 to 16 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.