Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Higgs Financial Solutions Limited
FRN 987499
- (1)Employed By (since 31 Mar 2023)
-
Vision Independent Financial Planning Ltd
FRN 487395
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 23 Feb 2022)
- CF1 Director (AR) (since 23 Feb 2022)
- CF30 Customer (since 23 Feb 2022)
-
- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 6 Dec 2021)
-
- [FCA CF] Functions requiring qualifications (7 Jul 2016 to 1 Jul 2018)
- CF30 Customer (20 May 2010 to 31 Aug 2012)
-
- CF30 Customer (7 Apr 2008 to 16 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.