Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TD Execution Services Limited
FRN 472780
- [FCA CF] Client dealing (since 3 Mar 2025)
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- [FCA CF] Client dealing (20 Mar 2023 to 28 Nov 2024)
- CF30 Customer (1 Feb 2010 to 8 Dec 2019)
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- (203)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (203)CF21 Investment Adviser at STIFEL EUROPE LIMITED