Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Mar 2025)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • [FCA CF] Client dealing (20 Mar 2023 to 28 Nov 2024)
    • CF30 Customer (1 Feb 2010 to 8 Dec 2019)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (203)CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (203)CF21 Investment Adviser at STIFEL EUROPE LIMITED