Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (14 Sep 2020 to 5 Apr 2024)
- [FCA CF] Functions requiring qualifications (14 Sep 2020 to 5 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2020)
- CF30 Customer (1 Nov 2007 to 9 Nov 2020)
- CF1 Director (AR) (20 Jul 2006 to 9 Nov 2020)
- CF4 Partner (AR) (6 Mar 2006 to 20 Jul 2006)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
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- Employed By (1 Aug 2002 to 9 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.