Gregory David Herbert

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Watchorn Financial Services Ltd

    FRN 945304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2021)
  • Watchorn Financial Services Ltd (no longer approved here)

    FRN 479847

    • Employed By (25 Mar 2020 to 1 Dec 2021)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Client dealing (25 Mar 2020 to 30 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (25 Mar 2020 to 30 Nov 2021)
  • Castlegate Financial Management Limited (no longer approved here)

    FRN 169777

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2006)
  • M T Financial Management Ltd (no longer approved here)

    FRN 181128

    • (4)Employed By (12 Oct 2000 to 1 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.