Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
    • [FCA CF] Manager of certification employee (since 6 Mar 2024)
    • [FCA CF] Client dealing (since 6 Mar 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 8 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
    • [FCA CF] Manager of certification employee (since 6 Mar 2024)
    • [FCA CF] Client dealing (since 6 Mar 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2024)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF26 Customer Trading (15 Nov 2006 to 27 Sep 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (20 Oct 2005 to 21 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.