Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 8 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
- [FCA CF] Manager of certification employee (since 6 Mar 2024)
- [FCA CF] Client dealing (since 6 Mar 2024)
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Citibank, N.A.
FRN 124704
- [FCA CF] Material risk taker (since 8 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
- [FCA CF] Manager of certification employee (since 6 Mar 2024)
- [FCA CF] Client dealing (since 6 Mar 2024)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Feb 2024)
- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
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- CF26 Customer Trading (15 Nov 2006 to 27 Sep 2007)
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- CF21 Investment Adviser (20 Oct 2005 to 21 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.