Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 1 Feb 2017)
    • [FCA CF] Manager of certification employee (since 1 Feb 2017)
    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 13 May 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (4 Jul 2007 to 10 Sep 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 13 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.