Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (14 Sep 2016 to 29 Aug 2024)
- [FCA CF] Client dealing (7 Sep 2016 to 20 Aug 2025)
- CF30 Customer (26 Aug 2010 to 6 Mar 2016)
-
- CF21 Investment Adviser (12 Apr 2005 to 17 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.