Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (14 Sep 2016 to 29 Aug 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 20 Aug 2025)
    • CF30 Customer (26 Aug 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (12 Apr 2005 to 17 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.