Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAMPDEN AGENCIES LIMITED (no longer approved here)

    FRN 204946

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
    • CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.