Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDN Finance Limited (no longer approved here)

    FRN 779548

    • SMF16 Compliance Oversight (7 Nov 2022 to 28 Feb 2024)
    • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 21 Mar 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2022 to 21 Mar 2024)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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