Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (11 Oct 2023 to 20 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (11 Oct 2023 to 20 Feb 2025)
    • [PRA CF] Managing a material risk taker (14 Jun 2023 to 21 Mar 2025)
    • [FCA CF] Client dealing (19 May 2023 to 20 Feb 2025)
    • [FCA CF] Manager of certification employee (19 May 2023 to 24 Jan 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (11 Oct 2023 to 20 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (11 Oct 2023 to 20 Feb 2025)
    • [PRA CF] Managing a material risk taker (14 Jun 2023 to 21 Mar 2025)
    • [FCA CF] Manager of certification employee (19 May 2023 to 24 Jan 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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