Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (11 Oct 2023 to 20 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (11 Oct 2023 to 20 Feb 2025)
- [PRA CF] Managing a material risk taker (14 Jun 2023 to 21 Mar 2025)
- [FCA CF] Client dealing (19 May 2023 to 20 Feb 2025)
- [FCA CF] Manager of certification employee (19 May 2023 to 24 Jan 2025)
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- [FCA CF] Significant management (11 Oct 2023 to 20 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (11 Oct 2023 to 20 Feb 2025)
- [PRA CF] Managing a material risk taker (14 Jun 2023 to 21 Mar 2025)
- [FCA CF] Manager of certification employee (19 May 2023 to 24 Jan 2025)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (18 Nov 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.