Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (3 Jul 2020 to 1 May 2023)
    • [FCA CF] Manager of certification employee (3 Jul 2020 to 27 Jan 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (3 Jul 2020 to 1 May 2023)
    • [FCA CF] Manager of certification employee (3 Jul 2020 to 27 Jan 2022)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (19 Jun 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Jun 2014)
    • CF23 Corporate Finance Adviser (30 Oct 2006 to 31 Oct 2007)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.