Gregorie Lance Simmonds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE TAYLORMADE FINANCIAL MANAGEMENT PARTNERSHIP LLP

    FRN 479780

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 May 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2008 to 8 Dec 2019)
    • CF4 Partner (1 May 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 May 2008 to 30 Sep 2018)
  • Taylormade Financial Solutions Ltd (no longer approved here)

    FRN 200332

    • (5)Employed By (3 Dec 2004 to 20 Jun 2008)
  • Libra Financial Planning Ltd (K530) (no longer approved here)

    FRN 192057

    • (4)Employed By (4 Dec 2002 to 30 Jul 2003)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF22 Investment Adviser (Trainee) (12 Feb 2002 to 2 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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