Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 17 Sep 2010)
- CF30 Customer (since 17 Sep 2010)
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Gregor Davidson Wealth Management Limited
FRN 721468
- (1)Employed By (since 24 Nov 2015)
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- Employed By (17 Sep 2010 to 24 Nov 2015)
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- CF30 Customer (4 Mar 2010 to 26 Aug 2010)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
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- CF30 Customer (1 Nov 2007 to 3 Mar 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.