Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (17 Oct 2006 to 31 Aug 2007)
    • CF22 Investment Adviser (Trainee) (27 Feb 2006 to 13 Oct 2006)
    • CF26 Customer Trading (27 Feb 2006 to 13 Oct 2006)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (18 Dec 2003 to 30 Jun 2004)
    • CF22 Investment Adviser (Trainee) (31 Oct 2003 to 18 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.