Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (7 Mar 2016 to 2 May 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 29 Nov 2006)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF30 Customer (22 Mar 2010 to 21 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.