Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Proprietary trader (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
    • CF4 Partner (1 Mar 2014 to 31 Dec 2016)
    • CF30 Customer (25 Oct 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.