Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Feb 2024)
- CF1 Director (AR) (since 3 Aug 2023)
- CF30 Customer (since 3 Aug 2023)
- [FCA CF] Functions requiring qualifications (26 Jun 2023 to 9 Feb 2024)
- [FCA CF] Client dealing (26 Jun 2023 to 9 Feb 2024)
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GPFinancial IFA Ltd
FRN 999321
- (1)Employed By (since 3 Aug 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 May 2023)
- CF30 Customer (17 Dec 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.