Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (25 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (4 Sep 2008 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (4 Oct 2005 to 9 Oct 2006)
    • CF22 Investment Adviser (Trainee) (9 Sep 2004 to 4 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.