Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AFH Independent Financial Services Limited
FRN 216704
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 2 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 2 Jul 2025)
-
- Appointed representative dealing with clients for which they require qualification (18 Feb 2021 to 10 Jun 2021)
- CF30 Customer (21 Jan 2021 to 10 Jun 2021)
-
- Employed By (21 Jan 2021 to 10 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.