Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIPER SANDLER LTD.
FRN 191657
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.