Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 6 Mar 2022)
    • [FCA CF] Material risk taker (6 Feb 2017 to 6 Mar 2022)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 6 Mar 2022)
    • [FCA CF] Material risk taker (6 Feb 2017 to 6 Mar 2022)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (26 Aug 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
    • CF21 Investment Adviser (12 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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