Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 30 May 2025)
    • [FCA CF] Client dealing (3 May 2019 to 30 May 2025)
    • SMF22 Other Local Responsibility (6 Mar 2018 to 3 May 2019)
    • CF30 Customer (27 Aug 2013 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 30 Jul 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 30 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.