Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 13 Jun 2023)
-
- [FCA CF] Client dealing (7 Mar 2016 to 26 Apr 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 May 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (10 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.