Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jun 2025)
    • CF1 Director (AR) (since 2 May 2025)
    • CF30 Customer (since 2 May 2025)
    • (1)Employed By (since 2 May 2025)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2025)
    • CF30 Customer (29 Nov 2016 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (6 Nov 2009 to 28 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.