Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • SMF18 Other Overall Responsibility (6 Apr 2023 to 31 Oct 2023)
    • [FCA CF] Significant management (17 Feb 2023 to 6 Apr 2023)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF22 Other Local Responsibility (7 Mar 2016 to 21 Dec 2016)
    • CF29 Significant management (28 Oct 2014 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 21 Dec 2016)
    • CF29 Significant management (28 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.