Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Dec 2016)
    • [FCA CF] Material risk taker (since 8 Dec 2016)
    • [FCA CF] Client dealing (18 Aug 2016 to 4 Sep 2023)
    • [FCA CF] Manager of certification employee (18 Aug 2016 to 7 Oct 2022)
    • CF29 Significant management (7 Dec 2007 to 22 Jul 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Apr 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 28 Apr 2023)
    • [FCA CF] Manager of certification employee (18 Aug 2016 to 7 Oct 2022)
    • [FCA CF] Client dealing (18 Aug 2016 to 18 May 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 28 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Apr 2023)
    • [FCA CF] Client dealing (18 Aug 2016 to 18 May 2023)
    • [FCA CF] Manager of certification employee (18 Aug 2016 to 7 Oct 2022)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 28 Apr 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 28 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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