Grant Spence

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF1 Director (6 Sep 2011 to 31 Mar 2013)
    • CF10 Compliance Oversight (1 Dec 2009 to 30 Sep 2010)
    • CF11 Money Laundering Reporting (1 Dec 2009 to 31 Mar 2013)
    • CF28 Systems and controls (1 Dec 2009 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.