Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2018 to 22 Nov 2020)
- [FCA CF] Material risk taker (22 Feb 2018 to 22 Nov 2020)
- [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 22 Nov 2020)
- [FCA CF] Manager of certification employee (19 Feb 2018 to 22 Nov 2020)
- CF21 Investment Adviser (21 Nov 2002 to 1 Jun 2007)
- CF26 Customer Trading (16 Apr 2002 to 15 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.