Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Mar 2020)
- [FCA CF] Client dealing (since 3 Mar 2020)
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2014 to 6 Mar 2016)
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- (9)Employed By (15 Aug 2008 to 17 Oct 2011)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2008)
- CF22 Investment Adviser (Trainee) (6 Mar 2003 to 7 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.