Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2020)
    • [FCA CF] Client dealing (since 3 Mar 2020)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • Kirk Ella Investments Ltd (no longer approved here)

    FRN 206190

    • (9)Employed By (15 Aug 2008 to 17 Oct 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 16 Jul 2008)
    • CF22 Investment Adviser (Trainee) (6 Mar 2003 to 7 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.