Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (18 Dec 2003 to 28 Jul 2006)
- CF1 Director (24 Sep 2003 to 13 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2003 to 28 Jul 2006)
- CF21 Investment Adviser (24 Sep 2003 to 28 Jul 2006)
- CF3 Chief Executive (24 Sep 2003 to 28 Jul 2006)
- CF8 Apportionment and Oversight (24 Sep 2003 to 28 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.