Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 23 Jun 2020)
- [FCA CF] Material risk taker (since 16 Mar 2016)
- [FCA CF] Manager of certification employee (23 Jun 2020 to 1 Sep 2023)
- [FCA CF] Significant management (16 Mar 2016 to 1 Sep 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
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- CF9 EEA Investment Business Oversight (15 Sep 2003 to 9 Feb 2007)
- CF26 Customer Trading (6 Feb 2003 to 9 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.