Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Jun 2020)
    • [FCA CF] Material risk taker (since 16 Mar 2016)
    • [FCA CF] Manager of certification employee (23 Jun 2020 to 1 Sep 2023)
    • [FCA CF] Significant management (16 Mar 2016 to 1 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
  • The Governor and Company of the Bank of Ireland (no longer approved here)

    FRN 204721

    • CF9 EEA Investment Business Oversight (15 Sep 2003 to 9 Feb 2007)
    • CF26 Customer Trading (6 Feb 2003 to 9 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.