Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Client dealing (since 1 Mar 2021)
- [FCA CF] Proprietary trader (since 7 Mar 2017)
- CF29 Significant management (7 Feb 2011 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (26 Sep 2005 to 31 Oct 2007)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Client dealing (since 1 Mar 2021)
- [FCA CF] Proprietary trader (since 1 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.