Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (since 19 Mar 2019)
- SMF16 Compliance Oversight (13 May 2022 to 14 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2022 to 14 Dec 2022)
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- CF10 Compliance Oversight (10 Jul 2009 to 5 Apr 2012)
- CF11 Money Laundering Reporting (10 Jul 2009 to 5 Apr 2012)
- CF28 Systems and controls (10 Jul 2009 to 5 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.