Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 19 Mar 2019)
    • SMF16 Compliance Oversight (13 May 2022 to 14 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2022 to 14 Dec 2022)
  • QIB (UK) Plc (no longer approved here)

    FRN 466577

    • CF10 Compliance Oversight (10 Jul 2009 to 5 Apr 2012)
    • CF11 Money Laundering Reporting (10 Jul 2009 to 5 Apr 2012)
    • CF28 Systems and controls (10 Jul 2009 to 5 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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