Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 1 Nov 2022)
- [FCA CF] Client dealing (7 Mar 2017 to 14 Dec 2020)
- CF30 Customer (27 Jul 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (31 May 2021 to 1 May 2023)
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- [FCA CF] Client dealing (7 Mar 2017 to 14 Dec 2020)
- CF30 Customer (27 Jul 2015 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.