Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (7 Jul 2020 to 29 Jan 2026)
    • [FCA CF] Manager of certification employee (7 Jul 2020 to 29 Jan 2026)
    • CF30 Customer (28 Apr 2017 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (7 Jul 2020 to 29 Jan 2026)
    • [FCA CF] Manager of certification employee (7 Jul 2020 to 29 Jan 2026)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Manager of certification employee (7 Jul 2020 to 29 Jan 2026)
    • [FCA CF] Client dealing (7 Jul 2020 to 29 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

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