Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 26 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Aug 2019)
    • [FCA CF] Client dealing (since 9 Dec 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF26 Customer Trading (10 Jun 2005 to 27 Jun 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF26 Customer Trading (10 Jun 2005 to 27 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.