Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Feb 2026)
    • CF1 Director (AR) (since 30 Dec 2025)
    • CF30 Customer (since 30 Dec 2025)
    • Employed By (since 30 Dec 2025)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Functions requiring qualifications (28 Mar 2024 to 9 Feb 2026)
    • [FCA CF] Client dealing (28 Mar 2024 to 9 Feb 2026)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 1 Mar 2024)
    • [FCA CF] Client dealing (1 Oct 2020 to 1 Mar 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Sep 2020)
    • CF30 Customer (10 Apr 2015 to 7 Sep 2020)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (63)Employed By (31 Mar 2015 to 7 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (63)Employed By at One Financial Planning Ltd