Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • [FCA CF] Client dealing (1 Sep 2020 to 17 Oct 2025)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (6 Nov 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Jul 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.