Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 9 Nov 2020)
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- CF1 Director (7 Jan 2016 to 24 Jan 2017)
- CF10 Compliance Oversight (7 Jan 2016 to 13 Nov 2019)
- CF11 Money Laundering Reporting (10 Apr 2013 to 8 May 2014)
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- CF28 Systems and controls (5 Aug 2008 to 6 Nov 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.