Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 9 Nov 2020)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF1 Director (7 Jan 2016 to 24 Jan 2017)
    • CF10 Compliance Oversight (7 Jan 2016 to 13 Nov 2019)
    • CF11 Money Laundering Reporting (10 Apr 2013 to 8 May 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (5 Aug 2008 to 6 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.