Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- SMF24 Chief Operations (since 2 Aug 2024)
- SMF2 Chief Finance (since 6 Nov 2020)
- [FCA CF] Material risk taker (22 May 2020 to 5 Nov 2020)
- [FCA CF] Manager of certification employee (22 May 2020 to 5 Nov 2020)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 4 Jun 2019)
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- [PRA CF] Significant risk taker or Material risk taker (10 Aug 2017 to 4 Jun 2019)
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- SMF2 Chief Finance (7 Mar 2016 to 8 Dec 2016)
- CF1 Director (25 Apr 2013 to 1 Feb 2015)
- CF28 Systems and controls (11 Aug 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.